Overview

Our journey began as brokers with Wachovia/Wells Fargo. In 2018, we migrated to the Wells Fargo FiNet platform as independent advisors under the Wells RIA. During 2021, we prepared to register with the SEC and disaffiliate with Wells. Our practice moved to First Clearing & Schwab as custodians in January 2022.

We have an upscale model with fewer than 100 family clients and ~$450M in custody. We manage our own portfolios. The practice is consistently profitable and has significant cash resources. Revenues have increased year over year since the two current partners began working together 20+ years ago.

We seek to acquire or merge with other practices in New England/New York Metro/Fort Lauderdale that have a compatible demographic

Also open to tucking in FINRA Advisors who would like to migrate to RIA. We can provide the platform on a turn-key basis.


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