Overview

Our main office is located in Santa Maria, CA and have been in business for over 20 years. Our other office locations include San Diego, San Clemente, and Denver. Our team consists of 6 advisors and 4 support staff. We have been growing over the years and in the business of acquisition. Over the past year, we have successfully transitions 3 practices from other Advisors that were looking for a success plan (one was from Ameriprise) Will pay at your gross, not your split with Ameriprise. We have a client retention rate of 98% and are looking to keep helping other advisors with a smooth transition. Our Broker Dealer is Independent Financial Group and we clear through Pershing. We also have an outside RIA with Schwab so we are dual custodian. Our CRM is a custom built Salesforce so we can keep everything and everyone organized. We use Zypher for MF/ETF screening and MoneyGuidePro for financial planning. We help individual families and business retire with dignity and serve families of all sizes. We look forward to connecting and would love to hear more about your practice. We do not need financing, we will pay in cash.


Last Activity
6 months or more
Listing Updated
Dec. 21, 2023

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