$260MM AUM | $2MM GDC in Mission Viejo, CA

Market
Advisor/RIA
Member Level
Basic
Last Activity
this week
General
Compatibility
Location
Mission Viejo, CA, US
Listing Type
Buyer
Fee 0% Commission 100%
AUM
$260,000,000.00
Gross Revenue
$2,000,000.00
# of Accounts
400
Avg Client Age
62
Overview

I am a CERTIFIED FINANCIAL PLANNER™ professional and Managing Director at the firm in Costa Mesa. I was born and raised in south Orange County, and I reside in Mission Viejo. I am married with two young daughters.

I have been in the industry for 17 years. I worked at Morgan Stanley and Charles Schwab before I went to the RIA side of the business in 2009. I owned my own RIA from 2009-2012 and then wrapped that business into another RIA in 2012, which is where I am employed now. My practice includes individual stocks and individual bonds and is custodied at Fidelity Investments and Charles Schwab.

My passion is to help clients with Benjamin Graham and Warren Buffett value-style of investing. I believe in business ownership by way of common stock ownership, and diversifying using a Two-Bucket Approach concept. I offer financial planning services and individualized guidance.

The figures I've inputted in my profile on the Succession Link website include the accounts under my oversight. Within this group of clients, some are mine by contract and some are the firm's clients by contract.

I am interested in speaking with individuals who have a lot of their client's assets in managed money, and are looking to transition into retirement in the coming years.

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