Market
Advisor/RIA
Member Level
Premier
Last Activity
this week
General
Location
Irvine, CA, US
Profile Type
Buyer
Fee 0% Commission 100%
AUM
$105,000,000.00
Gross Revenue
$600,000.00
# of Accounts
500
Avg Client Age
65
Overview

We focus on providing comprehensive wealth management, which includes financial planning. I am looking at expanding our operations from client bases in the Seattle, San Francisco Bay and Orange County areas through acquiring existing firms in those areas that have the same client focus. We have a full time advisor and two support staff in our primary office in Irvine, and another support staff in our satellite office. The Irvine advisor and I both maintain our CFP credentials, among others. I go back and forth between the two offices as well as road trips to visit clients in other locals.

We have hired and trained for growth, having successfully completed one full book transition as well as two partial book transitions. We are ready for the next successful transition for a retiring advisor. We are open to maintaining junior staff from an acquisition if that is desired.

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