Overview

AUM - $35MM / Gross Revenue - $160K / The bulk of my book of business is invested in Mutual Funds and 401K accounts. I have a very small portion of my clients invested in single stocks. I have approximately 300 accounts with 240 households. Approximately 15% of my revenue generated is fee based with 80% coming from commissions and 12b-1 fees.

I'm currently looking to retire within the next year or two. I'd also entertain offers to sell my book of business now. However, I will only entertain those that are quite serious. My preference would be to also stay on board for approximately 90 days in order to service the accounts during the transition.

Market
Advisor/RIA
Last Activity
this month
Listing Age
109 days old

Business Data

Blurred Charts

Clearing Firm / Custodian

Blurred Blurred Blurred Blurred Blurred Blurred

Third Party Money Managers

Blurred

Mutual Funds

Blurred Blurred Blurred

Variable Annuities

Blurred

Insurance Business

Blurred Blurred Blurred Blurred Blurred Blurred

Technology Solutions

Blurred Blurred Blurred Blurred

CRM Systems

Blurred Blurred

Loading...