Looking to buy a book or participate in a retirement transition in the greater Tampa/ St. Petersburg, FL area. Fully securities and insurance licensed. Certified Investment Management Analyst (CIMA), Retirement Management Advisor (RMA) and Accredited Investment Fiduciary (AIF) designations. 15 years of experience including: U.S. Securities and Exchange Commission, UBS, mid-sized Broker Dealer/ RIA and a $1.5T Asset Manager. Targeting books of an Independent or dually registered advisor with up to $25m in Assets across various products and a mix of commission and fee-based assets. Will consider all deal structures and transition periods. Will be offering all services for complete and comprehensive Wealth Management including: retirement and non-retirement investments, Employer Sponsored Plans, Mortgages, tax planning, estate planning, all Insurance, custom indexing, all variable investment products including Mutual Funds, ETF’s, CIT’s, SMA’s, and to a lesser extent BDC’s and 40 Act Alternative Strategies Products based on suitability.

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