Overview

$20MM AUM / $160K / My book of business is pretty simple. I have most of my clients in Mutual Funds, Annuities, with some 403B's and IRA's. Most of it is in Managed Funds. I have 160 Accounts and 100 Households. 2/3s of my book is fee based.

I've been in the industry for 31 years now and I plan to retire within the next 3 years. However, I'm currently looking for a successor now that will allow me to stay on board for 6-9 months, as I service the accounts during the transition.


Last Activity
6 months or more
Listing Age
628 days old

Business Data

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Clearing Firm / Custodian

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Third Party Money Managers

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Mutual Funds

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