Overview

$28MM AUM / $140K Gross Revenue / I am currently an RIA. The majority of my book of business is invested in Mutual Funds and ETFs. I also have my clients invested in a fair amount of Variable and Fixed Index Annuities. There is also a very small amount of Life Insurance on the books as well. Between my AUM accounts and my Annuity and Insurance holdings, I manage approximately 300 accounts and roughly 60% of my practice is fee based.

I started out in the Insurance business back in 1973 and have been working the advisory side as well for the past 12 years. I plan to retire within the next 2-5 years. However, ultimately what I'm looking to accomplish is to have a younger advisor merge practices with mine as I begin to phase out over time. This said advisor would become familiar with my clients and ultimately become my successor. I'd also entertain and up front cash offer for my practice if we were able to come to an agreement at the right terms.


Last Activity
2 weeks
Listing Age
471 days old

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