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Financial Advisor   

$117MM AUM | $963,000 GDC in Suwanee, GA

Member Level
Premier
Last Activity
today

Business Mix:

4% Comm
96% Fee

General

Location
Suwanee, GA, US
12 Month Gross Revenue
$963,000
Number of Accounts
347
Avg Client Age
49

Overview

We own and operate our own RIA. The senior partner here left the large brokerage world in 1996 and went independent so our familiarity of the independent space is long and deep. This is our second independent firm so and the first one was a firm that eventually was a 16 man partnership.

This current firm is a multiple office (3) RIA. We are interested in continuing mergers with and/or acquiring another RIA, or being acquired by an RIA but we definitely want to stay in this great business.

We have a retail client base as well as we manage some money on the third party basis via Fidelity which is our largest custodian and also uses UMA platforms, Envestnet/Placemark as well as at Jefferson National and Security Benefit.

All our personal client annuity work is done via the no load annuity platforms and does so for the low fees to the client and so we can manage the assets inside the annuity.

Separately from the RIA, also run our own hedge fund which has a total of 3 partners.

 

Has Office Space to Share in Suwanee, GA

Private office within our suite. One with window, another without. Private conference room in our suite and 2 others on our floor. Private bath for our suite. Drive up parking. Reception area. Other half of building is a CPA firm.

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