Overview

Sole practitioner with 30+ years in the industry, providing securities and investment manager selection and monitoring to HNW, family groups and trusts; some 401k administration. Seeking retiring Advisors and/or others leaving the industry who wish to have a knowledgeable successor take care of their clients and receive a fair payout for their practices.

Located on Long Island, but clients are located throughout the U.S. Approximately $80mm in AuM and under advisement. Existing practice is hybrid with the ability to provide either fee-based or commissioned account needs; am not opposed to separate RIA formation for custody to be offered on alternative platform.

CFA designation, FINRA Series 7, 24, 53, 55, 63 and NYS Insurance licenses for Life & Health, Disability. Previously taught Corporate and Personal Finance for 13 years as Adjunct Professor at local private University, as well as material for CFA exam. Former securities analyst. Clean record, no disclosure events.


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