$560MM AUM | $3.8MM GDC in Pasadena, CA

Market
Advisor/RIA
Member Level
Premier
Last Activity
6 months or more
General
Location
Pasadena, CA, US
Profile Type
Buyer
Fee 0% Commission 100%
AUM
$560,000,000.00
Gross Revenue
$3,800,000.00
# of Accounts
900
Avg Client Age
62
Overview

We are a Hybrid RIA, with securities licenses held through LPL and clearing through LPL and Schwab. Our financial planning and investment management firm has completed 4 separate merger transactions over the years, including everything from an outright sale, to a partial book purchase, to being selected to co-manage assets for another firm. We are three advisors, 12 staff members, including mulitple CFP licensees. We currently manage nearly $600 million in assets, almost exclusively fee based, and will produce nearly $4.0 million in revenue for 2017. Personally, I hold the CFP designation, as well as an MBA and JD degrees; we are considered technical specialists in our Southern California Marketplace, and consequently the vast majority of our clients come from professional and client referrals. We would welcome a discussion with you to see if there is a good fit between our two organizations.

Business Mix Info

Blurred Business Mix
Blurred Fund

Clearing Firm / Custodian

Blurred Blurred Blurred

Third Party Money Managers

Blurred Blurred Blurred Blurred Blurred

Mutual Funds

Blurred Blurred Blurred Blurred Blurred Blurred

Variable Annuities

Blurred Blurred Blurred

Insurance Business

Blurred Blurred Blurred Blurred

Technology Solutions

Blurred Blurred Blurred Blurred

CRM Systems

Blurred Blurred Blurred Blurred

Loading...