Overview

I am a buyer, acquirer, and successor looking to acquire the book of a retirement minded advisor. I'm part of a team of independent advisors with an office book of over $225MM AUM. The team environment and office combination of AUM allows us access to many opportunities and information from all wholesalers. My personal book is $20MM AUM, 95% fee based, and 70% managed accounts but looking to acquire with the team's lead advisor. My tax and planning background allows for the incorporation of complex tax planning where needed to boost the value added. Ideal location would be in Tampa and Nashville corridor, but I am set up to work remotely from anywhere, with a majority of time in Saint Paul and Tampa/Nashville.

Formerly worked for a top tier RIA with over $500mm AUM and over $2 billion in assets under advisory. I have worked for a $10Bil hedge fund and a $30Bil investment consultant. The last 15 years I've owned and managed a ten person CPA firm, and expanded a few years ago into wealth management. The CPA firm was sold in Dec 23. I have used Schwab, Pershing and Fidelity (NFS) extensively. Used numerous CRM's but focused on Wealthbox, with eMoney and MoneyGuidePro. I am affiliated with a broker/dealer (SAI/Osaic). I have discretion with fee-based accounts for most clients. I have Passed Level 1 CFA and working on Level 2, just to do it. Investment experience includes institutional equity, fixed income and large hedge fund. My client focus tends to be asset allocation, with a concentration favoring equities for long term performance, but whatever fits the client's needs and objectives. I've have managed an equity portfolio for certain clients since 2004 focused on long term, low turnover, high quality companies. Check out the website at ___

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