Overview

Looking to merge, satellite, and/or purchase small to mid size practices that focus on client service in a full financial planning capacity. We are primarily a fee based advisory book with some legacy variable annuities. Our small team (3 advisors, 3 support) has a proven track record with internal and external acquisitions. We have a strong team service model focusing on investor behavior, estate, tax, and business planning. We have both experience and longevity in our team for continuity. We are currently open to mergers or purchases under $100M in AUM and 400 or fewer households. We are looking for practices in the NM/CO/TX/AZ range, but we travel to see clients in 26 states total.


Last Activity
within 2 months

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Clearing Firm / Custodian

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Variable Annuities

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