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Financial Advisor   

$25MM AUM | $142,000 GDC in Indian Trail, NC

Member Level
Last Activity
2 weeks

Business Mix:

0% Comm
100% Fee


Indian Trail, NC, US
12 Month Gross Revenue
Number of Accounts
Avg Client Age


Looking to buy retirement plans and individual wealth management accounts. They do not have to be over $1 million.

I have an AIF designation and have strong experience in qualified retirement plans. All work with clients is custom. I start with gathering the information necessary to write an investment policy statement for each client except the very smallest.

I am a solo but incorporated practitioner that has been fee-only since 1995. I have a perfectly clean FINRA record. I am thoughtful and personable. Nearly every account was a referral from current clients.

I primarily use no-load mutual funds and ETFs with a little bit of individual stocks when asked. Risk-adjusted return that has demonstrated consistency is what I look for in a fund manager.

Very strong ethics - I am an Evangelical Christian, seminary graduate and am very active in my church.

I have clients all over the country and enjoy travelling to see them on a regular basis.

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