$25MM AUM | $142,000 GDC in Indian Trail, NC
Member is Interested In:
Looking to buy retirement plans and individual wealth management accounts. They do not have to be over $1 million.
I have an AIF designation and have strong experience in qualified retirement plans. All work with clients is custom. I start with gathering the information necessary to write an investment policy statement for each client except the very smallest.
I am a solo but incorporated practitioner that has been fee-only since 1995. I have a perfectly clean FINRA record. I am thoughtful and personable. Nearly every account was a referral from current clients.
I primarily use no-load mutual funds and ETFs with a little bit of individual stocks when asked. Risk-adjusted return that has demonstrated consistency is what I look for in a fund manager.
Very strong ethics - I am an Evangelical Christian, seminary graduate and am very active in my church.
I have clients all over the country and enjoy travelling to see them on a regular basis.