$25MM AUM | $142,000 GDC in Indian Trail, NC

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Buyer | Merge | Successor
Indian Trail, NC, US
Fee 0% Commission 100%
Gross Revenue
# of Accounts
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Looking to buy retirement plans and individual wealth management accounts. They do not have to be over $1 million.

I have an AIF designation and have strong experience in qualified retirement plans. All work with clients is custom. I start with gathering the information necessary to write an investment policy statement for each client except the very smallest.

I am a solo but incorporated practitioner that has been fee-only since 1995. I have a perfectly clean FINRA record. I am thoughtful and personable. Nearly every account was a referral from current clients.

I primarily use no-load mutual funds and ETFs with a little bit of individual stocks when asked. Risk-adjusted return that has demonstrated consistency is what I look for in a fund manager.

Very strong ethics - I am an Evangelical Christian, seminary graduate and am very active in my church.

I have clients all over the country and enjoy travelling to see them on a regular basis.

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