Overview

We are an experienced independent RIA, clearing through Wells Fargo Clearing Services (aka FirstClearing). We are seeking individual Investment Advisors who are interested in affiliating with our firm and/or selling their practice. We are also interested in acquiring other Registered Investment Advisory firms.

Our practice was built on providing complimentary Financial Planning (via eMoney) and charging a fee for Investment Management services (65bps-150bps). We are 100% fee based--no commission based business and very little annuity and insurance business. Most of our clients have worked with us for 20+ years and are invested in our self-managed, low cost, discretionarily managed ETF/Mutual Fund portfolios.

Senior management has both extensive experience with large wall street firms and as an independent RIA. We are knowledgeable and ethical, with a desire to grow via win-win affiliations, acquisitions and organic growth.

If you are interested, please feel free to contact us. We would welcome the opportunity to get acquainted.

Last Activity
within 3 months

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