$400MM AUM in Berkeley, CA

Market
Advisor/RIA
Member Level
Basic
Last Activity
this month
General
Location
Berkeley, CA, US
Listing Type
Buyer | Merge
Fee 0% Commission 100%
AUM
$400,000,000.00
Overview

Bay Area, fee-only $400mm RIA based in Berkeley, CA speaking to RIAs interested in a personalized succession plan. Highly experienced senior partners with successful RIA purchase/merger transaction experience.

We are interested in speaking with RIAs located in the Bay Area (and the Western US) that are looking for a compelling, personalized succession plan. We are not a large roll-up platform, but rather we are a boutique-sized RIA engaging in M&A discussions with potential partners that match with our client services and approach and would like a succession plan that can be customized to their needs and timing.

We maintain an infrastructure structured for additional growth-- two partners, COO + Compliance Officer, two tax professionals, two additional experienced advisors and three service associates. DFA and ETF asset allocation investment strategies, Fidelity/Schwab custodians, Tamarac reporting and Junxure CRM.

Business Mix Info

Blurred Business Mix
Blurred Fund

Clearing Firm / Custodian

Blurred Blurred Blurred Blurred Blurred Blurred

Third Party Money Managers

Blurred

Mutual Funds

Blurred Blurred

Variable Annuities

Blurred Blurred Blurred Blurred Blurred Blurred

Insurance Business

Blurred Blurred Blurred

Technology Solutions

Blurred Blurred Blurred Blurred Blurred

CRM Systems

Blurred Blurred Blurred

Loading...