$35MM AUM | $325,000 GDC in Santa Rosa, CA

Market
Advisor/RIA
Member Level
Basic
Last Activity
6 months or more
General
Compatibility
Location
Santa Rosa, CA, US
Listing Type
Buyer | Merge | Find Successor
Fee 0% Commission 100%
Gross Revenue
$325,000.00
# of Accounts
120
Avg Client Age
62
Overview

I focus on providing financial planning and asset management services to people near or entering retirement. I started my practice 14 years ago and operate as a sole proprietor with one part time assistant. I manage client assets myself using conventional portfolios comprised of index and actively managed mutual funds. In addition to the managed money, I have a retirement plan book of business with about $20 million in asset that is funded with a proprietary annuity product from a single carrier. The annuity book pays a very small trail, but it provides ongoing opportunity for new managed assets and planning work. I am interested in finding a long term successor, or possibly merging my practice with a larger practice or group.

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