Overview

Family based independent RIA and BD located in the beautiful Catskills of NY. Creates and manages portfolios for clients, 95% of BD income is trailer on assets maintained over many years. Conservative, balanced management style using a mix of individual securities, no load funds, etf's and closed ends at a discount.

We want to gain economies of scale by doubling our size over the next 2 years through an acquisition(s) within 80 miles. Perhaps this site can provide the means to locate and view other practices, and facilitate communications.

Market
Advisor/RIA
Last Activity
6 months or more

Business Data

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