Overview

I am a CFP(R) [#011181], MBA, MS with over 35 years in the securities business and over 22 years as an RIA. Seven years listed in the Consumer Research Council of America's Guide to America's TOP FINANCIAL PLANNERS.

I am primarily looking for a partner or an Investment advisor that can become a partner with a clean compliance record. The ability to read, understand, and analyze financial statements is important. Other required abilities include portfolios construction, and preparation of financial plans that are appropriate, suitable, and in the best interest of the client.

My business is primarily stocks, bonds and some index ETFs. Not provided are services normally offered by a legal Council such as estate planning related documents and plans. Not generally offered are annuities, and other insurance products unless there are special circumstances and then as a fee only service.

My average client has been with me for over 15 years.

Market
Advisor/RIA
Member Level
Basic
Last Activity
6 months or more

Business Data

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