$55MM AUM | $550,000 GDC in Cheshire, CT

Market
Advisor/RIA
Member Level
Basic
Last Activity
within 2 months
General
Compatibility
Location
Cheshire, CT, US
Listing Type
Buyer | Merge | Find Successor | Join A Practice
Fee 0% Commission 100%
Gross Revenue
$550,000.00
# of Accounts
750
Avg Client Age
60
Overview

With over 20 years of experience as an investment professional, I assist my clients with financial strategies that help build wealth and possibly reduce or defer taxes. I work with them to recommend appropriate investments designed to address their portfolio objectives, such as saving for their children’s education or retirement planning. I joined the Cheshire, Connecticut office of Oppenheimer & Co. Inc. in 2014. The many resources available at the Firm, a full-service national brokerage firm, help me offer my clients, who tend to be affluent individuals, families and businesses, a wide array of financial products and services. Before joining Oppenheimer in 2014, I spent approximately 15 years of my career at Wells Fargo Advisors, LLC, where I rose to Vice President, Investment Officer. I believe in developing long-term relationships of trust with my clients. Over the years, I advise them on a range of financial issues related to their current phase of life. This means, that at some time or other, I will be discussing various types of securities to asset allocation to insurance, from beginning to build wealth to saving for their children’s education, protecting their family and property and assisting them with preparations for retirement and estate transfer. In general, I emphasize fixed income strategies to help clients
preserve their wealth and provide a tax-efficient revenue stream in retirement. I earned my Bachelor’s degree in Applied Science (___) at Quinnipiac University in Finance and Economics. I am also licensed as an agent for life, health and annuities in my resident state of Connecticut as well as the States of Arizona, California, Florida, Kansas, Massachusetts, Maryland, North Carolina, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, Rhode Island, South Carolina
and Virginia.

So with all that being said, I am looking for a book that I can potentially purchase or merge with and would be delighted to team up as well.

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