Overview

We are actively looking to grow organically and through strategic acquisitions of high-net-worth practices, RIAs, and broker-dealers with top-quality advisors. We also provide and create succession planning opportunities with advisors looking to retire within the next several years. Our team currently has 4 advisors ranging in age from 57 to 27. Our clients are mostly in Minnesota and Florida, but we are licensed in 38 states and have clients all over the country, which we serve both in person and virtually using modern technology. We clear through Charles Schwab and RBC Custody & Clearing, and have experience with TD Ameritrade, Fidelity, and Pershing and are open to adding other clearing firms as well.

Our senior partner has spent over 35 years in the financial services industry helping high-net-worth families across multiple generations and successful entrepreneurs reach their long-term financial goals and dreams. He has held senior executive roles at several broker-dealers and RIAs and has helped hundreds of other financial professionals learn to grow and manage their financial services practices. He currently owns and operates his own RIA and a full-service, independent broker-dealer that supports his family-owned wealth management practice. Two of his sons are affiliated with these companies. He is the current Chairman of the CFP Board and is a CFP Professional. Other team members hold CFP, EA, CRPC, and RIPC designations.

We are passionate about helping our clients solve complex financial needs through comprehensive financial planning, customized asset allocation strategies, tax and estate planning, and sound investment advice. We also manage our own ETF portfolios and work with selective 3rd-party asset managers purchasing equities and fixed income for ultra-HNW clients.

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