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Financial Advisor   

$185MM AUM | $1.2MM GDC in Green Bay, WI

Member Level
Basic
Last Activity
2 weeks

Business Mix:

20% Comm
80% Fee

General

Location
Green Bay, WI, US
12 Month Gross Revenue
$1,250,000
Number of Accounts
900
Avg Client Age
59

Overview

I am a financial planner who is looking to merge with another advisor or a group of advisors. Currently, I'm managing have about $185 million, have an outside RIA and am connected with a broker/dealer. The broker/dealer has a 96% advisory payout and a 94% securities payout for me (and you). The outside RIA has a full-time CCO to help ensure the RIA stays compliant with constantly changing laws and regulations. If a merger made sense for the two of us, you'd have a "plug-and-play" RIA without the setup or ongoing costs of staff & compliance and you can park your securities with the broker/dealer. If interested, send me a message and we can talk.

 
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