$20MM AUM | $120,000 GDC in
Stony Brook, NY
The firm specializes in transition planning (retirement or change of employment) for individuals with concentrated holdings.
We are financial planning, not AUM or trading, focused, but our service includes managing listed options programs to protect clients through multi-year, tax sensitive reductions in the concentrated holding.
We also partner with other financial planners or advisors who deal with concentrated holdings less frequently and seek a sub advisor to hedge their client through a multi-year de-concentration program.
We are interested in continuity planning and expanding our planning focused, options management programs, particularly with advisors who custody at Fidelity.