$350MM AUM | $3MM Rev in
We are an active acquirer. We have successfully transitioned 4 books of business over the past several years with a higher than 97% retention rate.
Our objective would be to assist in the succession and/or retirement of an advisor or to provide a platform to an advisor looking for scale-able growth and increased revenue. Based on the most recent Schwab Benchmark Study our firm has the highest margins in the country of firms our size.
Our RIA firm was established in 1978. We deliver full comprehensive planning and portfolio management to our client base. Our client retention rate is higher than 97% based on our delivery of high-level service and our streamlined approach to planning and investment management.
Currently, our portfolio management consists of strategies that incorporate individual stocks, ETFs, and mutual funds. We also provide our clients (when in their best interest) with private equity and debt opportunities.