Overview

I'm an advisor that is looking to purchase a book of business or begin a discussion for a Succession Plan from a respected and ethical, veteran advisor. I expect to grow my business over the next 15+ years while always putting the clients' need first. Understanding what is most important to the client is the foundation of my efforts and what guides how I work with clients. I prefer managed accounts with occasional transactional business in equities, insurance and annuities. I like to complete transitions in a timely fashion to ensure client trust and retention, preferably 1-3 years.

My current book of business is what I brought with me from the previous national BD where I managed a $50M+ AUM book of business. I range in client size from $50k-$5.5M and specialize in trading individual securities and portfolio management to estate planning and small- to mid-size 401(k) plans. I have insurance and annuity business that has been added when it best fits the goals of the clients and their needs. I actively want to grow for the next 15+ years focusing on individuals in ages between 55-85, small business owners and 401(k) plans ranging in $3-20M.


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