Responsibilities and Duties:
Recommend investment products and services that are suitable for prospects and clients based on their objectives, resources, time horizon, risk profile, and preferences.
Execute and negotiate follow through of implementation vehicles including insurance, investments, tax planning, debt management, estate planning, retirement and other tasks quoted to client.
Decide how to build your practice by choosing your clients and the markets you want to pursue.
Solicit clients actively via telephone, mail, referrals, etc.
Maintain proper documentation following preset guidelines established by compliance and management.
Comply with all industry rules and regulations.