Seeking in house Junior Advisor+ for 34 yr old independent fee only RIA located in CT. Individual must be fully licensed, possess a minimum of 5yrs experience and have a current book which is freely portable. Ours is a small and successful firm managing proprietary, in-house mutual fund wrap like programs with 20 yr performance track record. 100% referral business since 1987. Very low client turnover.
Opportunity for an individual to learn the business from an operational perspective during a trial period and sell as they do with the primary source of their comp, at least initially, originating from an above average share of their advisory fees from their book. Must have entrepreneurship desires and strong work ethic. A truly open relationship and opportunity for the right person with a spotless compliance / issue free background to potentially advance to a management / successor position.
We are a conservative firm with a strong focus on compliance. Privately 100% owned by the President and truly independent in operation and philosophy.
PLEASE RESPOND TO THE PRESIDENT'S PERSONAL EMAIL ONLY... ___ NO TELEPHONE CALLS.