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$960,000,000 AUM in Orlando, FL
$6,000,000 REV / YR 80% FEE 20% COMM
Security Financial Management, Inc. is a decades old boutique style, full-service Independent Financial Planning firm, with offices in Orlando (Baldwin Park), Melbourne/Viera & Rochester, MN. SFM expends great care, energies & resources to ensure every person in the firm feels part of our family, while operating as one efficient & effective team. SFM’s ultra-supportive atmosphere of camaraderie permeates the entire organization, guiding our collaborative culture, building trust among team members, helping to make SFM an ideal and valued home for Independent Financial Advisors and their support staffs. SFM works with a wide mix of clients, ranging from individuals, households, businesses & their owners, engineers, athletes, retirement plans, etc. In 2019 & 2020, SFM was honored to be recognized as the “The Best Financial Planning Firm in Winter Park”. This award is given by the Winter Park Chamber of Commerce to the nominated firms who receive the highest number votes from the community. Transition Support Resources are enormously robust, combining our local SFM Team of experts and Concourse Financial Group Home Office Transition Team. SFM is actively seeking experienced top quality FAs to join our team & aggressively searching for suitable M&A opportunities. SFM would very much appreciate an opportunity to have an initial conversation to learn about you &/or your firm to determine if together we can all become even more successful!
$1,300,000,000 AUM in Lafayette, LA
$0 REV / YR 100% FEE 0% COMM
For more than 20 years, our team at Summit Financial Wealth Advisors has worked closely with individuals, families and businesses to develop and implement customized financial solutions to address their unique goals. We work hard to build and continually refine financial plans that enable our clients to achieve their unique objectives without taking unreasonable risk to get there. We take great pride in working as a team of professionals who are focused on the clients best-interest because we are guided by a fiduciary standard of care. As a partner firm of Focus Financial Partners (FOCS) we bring world class capital and capability to to all proposed mergers and/or acquisitions.
$21,000,000 AUM in Enfield, CT
$230,000 REV / YR 50% FEE 50% COMM
$14MM AUM / $80K Gross Revenue / The bulk of my book of business is invested in Mutual Funds. I also have a strong position in Annuities as well. A much smaller portion of my book is held by a well trusted 3rd party money manger. I manager 80 households and roughly 50% of my revenue generated is fee based. I plan to retire in November of 2022-2023. My ideal successor would be an LPL rep that is like-minded and will work with my clients in the same capacity and within 20-50 miles of my current practice. I'm open to all opportunities, however I'm not interested in moving into another broker dealer. I'm willing to stay on board for a month or two months to assist and service the accounts once my successor takes over.
$380,000,000 AUM in Davenport, IA
$2,100,000 REV / YR 80% FEE 10% COMM
I am a CFP, CLU, ChFC with over 20 years experience. I was blessed to get in this business right out of college. My team has grown through acquisition over the last 3 years - I have added 2 new advisors and purchased 3 practices all in the last year. Growing from a team of 3 to now a team of 9! We have a very disciplined approach to running our business. I am the CEO and take passion in our processes. We have an incredible team all focused on the same mission. Our Team’s mission is to provide financial peace of mind by Earning your trust, Building your confidence…. and, Tailoring your solutions Our passion is in our process, and that is to create an enjoyable journey for our clients, while ensuring their success. My focus is how many lives can we impact with the passion of our mission statement? We have been working with one of the top financial business consults for the last 2 years. So we are always looking to improve our client service model, asset management, CRM, business planning, HR benefits, ect.. This ensures we are never stagnant in our client experience and our growth! I am looking to continue to grow with the RIGHT people. ---Locally in Iowa----*** and in AZ or FL****- We have a strong client base in both FL and AZ, time to invest in a physical location with an acquisition ) I am looking to partner/buy/ provide succession with like minded people that have a true passion for helping clients. As we often say to our clients - It all starts with a conversation- Lets discuss how we can provide value to this next stage of your practice. - Lets Chat!
$120,000,000 AUM in Reno, NV
$900,000 REV / YR 100% FEE 0% COMM
Since 1990, MacLean Financial Group has been dedicated to helping individuals and businesses build, protect and preserve their wealth. Our advisors draw on this heritage of excellence to provide important perspective when counseling investors on their financial management needs. No matter what you hope to achieve, we strive to help fulfill your financial goals through all stages of life.
$35,000,000 AUM in Lake Oswego, OR
$150,000 REV / YR 100% FEE 0% COMM
WealthFactor is a wealth services company designed for the financial head of household. We are designing technology built for the client empowering them with the tools needed to make managing their wealth simple, accessible, and transparent. We have built a hybrid robo investment advisor that provides the best parts of what automations and technology as well as in person and personalized expertise/services can offer. I believe what we have built can be leveraged at its current stage through mergers and partnerships with like minded people and would welcome a brief introductory discussion. www.wealthfactor.co/schedule Thanks for the consideration. Bill
$230,000,000 AUM in Menomonie, WI
$900,000 REV / YR 60% FEE 40% COMM
We are a team of advisors in Western Wisconsin looking to add financial advisors who are looking for more support through a team approach. Typically, we can give independent advisors a higher payout under our contract than they would receive on their own. We feel that our team is best positioned to fully support an advisor looking to offload administrative duties for a succession plan or to grow their practice.
$77,000,000 AUM in Arlington, VA
$611,000 REV / YR 92% FEE 8% COMM
Advisory firm located in Northern Virginia servicing clients in predominantly four states with assets totaling approximately $84 Million (8% being B/D assets with 12b(1) fees). Owner wants to sell Advisory Firm clients, Small Broker Dealer clients (and the Broker Dealer), and a small amount of insurance clients. The custodian of these assets are primarily at T.D. Ameritrade. The $77,000,000 listed under "business mix" reflects only the advisory clients (not the B/D clients), and the trailing revenue of $611,000 reflects only the advisory clients. All total, the assets are $84,000,000 and the trailing 12 months of revenue is $644,000. Also, the number of accounts reflects only the advisory accounts and not the B/D accounts. Ideal buyer would buy all of the above and use TD Ameritrade as custodian on the advisory clients. It is important that only financially qualified buyers having a ready source to pay for the practice contact us; and that the buyer has a Northern Virginia office arrangement to meet clients; and that the buyer has a financial planning background. A buyer willing to purchase all of the various parts of the business will be given priority. As you can imagine, selling a practice is daunting -- so many inquires to review, so please respond with any important details about your firm that may not be in your profile with Succession Link.
$10,000,000 AUM in Red Hook, NY
$0 REV / YR 100% FEE 0% COMM
We are a Registered Advisory Firm located in Dutchess County, NY. This company is know for providing personal RIA services to our clients. This RIA entity is affiliated with a separate financial company located in the same office building, which is not for sale. The RIA business needs more attention at this time and has significant potential for the right firm or individuals. The 2 companies working together in the same building can be very rewarding but not necessary. I am looking to transition away from my practice within the year 2021-2022 and eager to engage with likeminded advisors with an AUM of 50MM or less. My ideal candidate would have a similar company focus, client centered, and reside with 50 miles of my current location. I am open to staying on 3-6 months to assist with the transition.
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