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$2,500,000,000 AUM in New York, NY
$1 REV / YR 90% FEE 0% COMM
Highmore Wealth (a division of Highmore Group Advisors) provides a turnkey solution for wealth managers seeking to retain an economic interest in the wealth management of the client base they have built while smoothly transitioning to Highmore Wealth the ongoing fiduciary role and responsibilities for those clients, or for those advisors looking to grow their businesses while maintaining a large amount of autonomy under a larger organization. For individual wealth management advisors, advisor groups, and even entire firms, succession or how to best grow your advisory business is an inevitably necessary consideration often without a ready in-house answer. As desired, Highmore Wealth can provide: - Assumption of fiduciary role and responsibilities for clients by a full-service, SEC-registered asset management firm and team with deep institutional experience - Strong traditional and alternative investment capabilities, supporting the needs of clients now and as their wealth grows in future - Customizable timetable for transition with continuing relationship management roles for existing advisors, as desired - Generous economic tail for advisors - Thoughtful, flexible, unrushed public positioning of transition, sensitive to client nuances - Respectful of existing brand equity enhanced by the capabilities of Highmore - Turnkey suite of existing proprietary and external investment products, across all asset classes, with a global investment outlook - Access to third party, self-directed, and proprietary product Highmore Group Advisors (the investment management, advisory and OCIO division of Highmore Wealth) offers onshore and offshore investors an uncommon depth of expertise across the alternative investment universe, in both liquid and illiquid investments: from real estate to private equity, hedge funds to private credit, and liquid alternatives to cash management. Highmore works with clients either tactically, providing access to and support for specific investment opportunities, or holistically, managing clients’ complete investment portfolios through a proprietary risk mitigation framework. Highmore also provides OCIO services to family offices, foundations, and other investment firms. Our investment approach addresses two common yet flawed investment practices: the over-reliance on past performance as a predictor of future success, and the human bias for the familiar. Highmore's investment approach aims to identify and foster the DNA of exceptional investment talent – both internal centers of expertise and external investment opportunities – as we believe the most reliable indicator of investment success is human behavior. We prefer capacity constrained and mispriced opportunities as we believe these are more likely to provide greater alignment, transparency, and investment outperformance. Against increasingly correlated and volatile public markets, and regardless of an investor’s risk appetite, it is our belief that no portfolio is today properly diversified without a meaningful allocation to alternative investments. Through a proprietary investment process that identifies those variables which most strongly link to investment performance across asset classes, Highmore brings the next generation of global alternative investing to clients seeking robust risk mitigation and genuinely differentiated investments.
$160,000,000 AUM in Memphis, TN
$1,000,000 REV / YR 100% FEE 0% COMM
Commerce Advisors is a registered investment advisory firm based in Memphis, Tennessee. We consult to and advise closely held / family businesses owners that have sold their interest or transitioned the business to other family members. Financial planning and asset management are major components of our service model. We are looking to Acquire or merge with a firm of similar culture, business model and client base.
$90,000,000 AUM in Southern Pines, NC
$1,300,000 REV / YR 100% FEE 0% COMM
We are a financial planning team practice that seeks to provide the highest level of comprehensive financial planning and asset management for our clients. We are seeking to buy practices, or to merge with a practice. Our firm pays 200-300% for a book of business and would be a great location for retiring advisors or younger advisors seeking to grow their business. Our team of 5 is highly skilled in meeting every financial need our clients have while managing their assets. We have 2 office locations and enough room to expand by bringing on another team. We would like to connect with advisors seeking to retire and transition out of the industry. We would also like to connect with independent/solo advisors seeking to join a growing team and increase their book of business.
$500,000,000 AUM in Center Valley, PA
$3,500,000 REV / YR 90% FEE 10% COMM
Comprehensive Planning Firm operating as an Ensemble Firm with highly developed planning department and a team of specialists offering qualified advisors the chance to merge into this growing and successful practice. Equity ownership and business succession is available for the right candidates.
$127,000,000 AUM in St. Louis, MO
$1,100,000 REV / YR 100% FEE 0% COMM
Currently looking for an experienced advisor to be a successor for an established practice with ~127m in total assets. Krilogy's mission is to continue giving relentless effort to help our clients and advisors accomplish their goals, financial and beyond. We have built a world class platform in partnership with the three major custodians. We invest in the best technology available to create one of the best platforms in the industry. Our team has completed multiple acquisitions and has vast experience in creating a succession plan that supports the legacy of the successor advisor as well as providing peace of mind for the clients. Our culture is built from our values of Dedication, Abundance and Leadership. We have been named a Financial Times Top 300 RIA, awarded membership in the INC 5000 Fastest Growing Hall of Fame, and achieved the Best Places to Work award from multiple publications. www.krilogy.com
$375,000,000 AUM in Walnut Creek, CA
$2,000,000 REV / YR 95% FEE 5% COMM
Stelvio Wealth Partners is an independent entity that is associated with B/D Wells Fargo Advisors Financial Network and clears through Wells Fargo Clearing Services (and/or First Clearing). After 13 years within WFA's Private Client Group (their Wirehouse channel), 6 of them as the youngest Managing Director - Investments at the firm, a new firm was formed. As the Managing Partner, we are looking to achieve growth & continuity; realistically through growth the continuity will take care of itself. Our value proposition is to re-imagine the negatives of the wirehouse world I have been a part of. Things like increasing hurdles on an annual basis, revenue not being paid to the FA on smaller households, and increasing 'Gross per Support' figures are frustrations that all have encountered. A client first approach, scalable process, and emphasis on using technology and organization to our advantage all play a part in our changing the landscape of how we work on a daily basis.
$800,000,000 AUM in Miami, FL
$4,200,000 REV / YR 100% FEE 0% COMM
Registered Investment Advisors based in South Florida. Our firm is looking to grow its business by offering a platform to 1) Investment advisors with a book of business looking to join a successful practice and retain their independence 2) Investment Advisors looking for a succession plan to their practice 3) Investment Advisors looking to sell or merge their practice
$6,000,000 AUM in Pinehurst, NC
$80,000 REV / YR 100% FEE 0% COMM
My book of business is very neat and clean. I have all my clients funds invested Mutual Funds and it has performed extremely well over the years. I manage 10 households and 100% of my revenue generated is fee based. I plan to exit the business within the next 12-24 months. I'm looking for a successor that is currently 100% fee based as well, or close to it. I would also prefer to stay on board for approximately 6-9 months in order to service the clients during the transition. I have a couple in AZ with approx. $1.2 M and a client in Mexico with approx. $130,000. They have been with me for almost 20 years. This is fee based with approx. $14,880 income and asking 2.7x's income.
$1,250,000,000 AUM in Rochester, NY
$7,000,000 REV / YR 100% FEE 0% COMM
Fee-based Registered Investment Advisor (RIA), is actively seeking to recruit financial advisors and small RIA firms advisors in the NY Metro area. With roughly $1.25B under management and 20+ years longevity, the firm is offering exceptional investment, operations, administrative and compliance support. You will get technical support from our portfolio managers and our financial planning service team to expedite the business development and client service processes. In addition, you should have a small, established, and portable client base to bring to our firm that you will continue to serve and develop. If you are an Investment Advisor/Broker with a book of business, who identifies with any of the below, shoot me a message and let’s talk. • An investment advisor working within the limits of a commission-based model, who would welcome the opportunity to better serve clients in an fee-only relationship; • An investment professional who is currently providing advisory services on a fee basis for a very large investment firm, who appreciates the value of customized strategies enabling them to more rapidly and pro-actively manage the service delivery on behalf of their valued clients; • An investment advisor looking to retire within the next 5 years who is looking for an exit strategy for their book of clients. We stand ready to purchase the book of business for a reasonable value helping to support your current retirement plan.