Office Listing in
Louisville, KY

Get Your Own Office + All Furnishings And Ancillary Items Included.

Build Your Business with Commonwealth Capital Management!

Does the idea of finally being an independent advisor without undue restrictions, quotas, or overbearing bureaucracy appeal to you? Do you want to call the shots in your independent practice? If so, let us show you how we assist advisors who want to move B/D’s or want to work with a team to leverage their future. Commonwealth Capital Management works to give advisors the ability to branch out on their own, or work locally with seasoned staff while building your book internally.

For our advisors, our motto is: Improve the quality of their life, just like they improve the quality of life for their clients.

Our team at CCM is committed to partnering with entrepreneurial financial advisors who are looking to build and grow a lasting business. We will help assist you in building your book of business and align you with proper succession planning resources to protect your clients, your family, and your practice.

Education/Licenses

The ideal candidate will have at minimum of an undergraduate degree. The following licenses/designations are required:

· FINRA Series 6/7 and 65/66

· Life and Health License Optional

· Willingness to pursue industry noted designations if desired to show ongoing continuing education within our industry

Skills/Experience

· 5+ years of experience as a registered representative with a financial services firm.

· Strong understanding of financial planning, products Including investments and Insurance.

· Entrepreneurial advisor looking to grow and build their existing financial services practice.

Our Amazing Benefits

· Transition assistance offered to help you move your book of business.

· No monthly quotas

· Great company culture

· In-House marketing to help boost your efforts at any moment.

· Flexible office options to work in your own office or in our branch.

· Payouts that are extremely competitive in the marketplace.

· Technology that leverages your marketing ability to retain and attract clients.

Apply or reach out to us today and we'll go over many other benefits that can help you grow!

Company Description

Commonwealth Capital Management, LLC (CCM) is a local independent, OSJ office with Cetera Advisor Networks holding $1 Billion in AUM. Louisville Business First named Commonwealth Capital Management as one of the top financial advisory firms in 2019* by the areas largest ranked on the number of local financial advisors.

With an open product platform including a comprehensive range of wealth management and financial planning needs, our highly trained registered staff can get you established quickly and efficiently. Our turn key approach allows for local back office support, office space, in-house marketing and many other conveniences to run and grow your business.