Market
Advisor/RIA
Member Level
Basic
Last Activity
this month
General
Location
West Hartford, CT, US
Profile Type
Buyer | Merge
Fee 0% Commission 100%
AUM
$10,000,000.00
# of Accounts
100
Avg Client Age
45
Overview

20+ year industry vet, 10 years as advisor with a small but growing book 80% Fee, 20% Comm. Just browsing for the moment for potential partnerships. Most of my accounts are fee-based mutual wrap or custom allocation, commission business is from 529 accounts, insurance and annuities. Series 7, 63, 66, CRC designation. Part of a silo-styled practice (which has over $150M AUM, plus insurance and fixed annuity business). Our firm can provide a landing spot for those in transition, looking for a better work-life balance and independence. We can help provide continuity as a successor to your client accounts while giving you an exit plan/payout over time.

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