Overview

25+ year industry vet, with a small but growing book 80% Fee, 20% Comm. Just browsing for the moment for potential partnerships. Most of my accounts are fee-based mutual wrap or custom allocation, commission business is from 529 accounts, legacy A share mutual funds, insurance and annuities. Series 7, 63, 66, CRC designation. Part of a silo-styled practice (which has over $150M AUM, plus insurance and fixed annuity business). We have a niche working with teachers and 403b accounts.

Our firm can provide a landing spot for those in transition, those looking for a better work-life balance and independence. We can help provide continuity as a successor to your client accounts while giving you an exit plan/payout over time.

Market
Advisor/RIA
Member Level
Basic
Last Activity
2 weeks

Business Data

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