$60MM AUM | $250,000 GDC in
As a younger Investment Advisor Representative that is already the succession plan for a family practice located in Connecticut and Maryland, I am looking for additional opportunities to meet an Advisor that is beginning to contemplate a succession plan designed to facilitate retirement within the next few years. As I am doing with my family's practice, my goal is to explore a partnership with the Senior Advisor that will lead to the purchase of the retiring Advisor's practice, and provide a seamless transition for the clients involved. I believe that giving clients an opportunity to get to know, and come to trust, the younger Advisor over the course of time is the best way to ensure a succession plan that is a "win-win-win" for the client as well as both Advisors. While I have predominately worked in a commission based environment, our practice (like so many of us) is in the process of transitioning to a fee-based environment in anticipation of the new DOL rulings. I am certainly open to assisting a Senior Advisor in transitioning their clients as well. I graduated Cum Laude from Elon University with dual degrees in Economics and International Business, and I hold a Masters of Business Administration from Loyola University Maryland. I am Series 7, 66, 6 and 63 registered and I have offices in both Connecticut and Maryland.