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Financial Advisor   

$155MM AUM | $500,000 GDC in Carlsbad, CA

Member Level
Last Activity
within 2 months

Business Mix:

80% Comm
20% Fee


Carlsbad, CA, US
12 Month Gross Revenue
Number of Accounts
Avg Client Age


I’m a CFP, CRPC that has been a financial planner for 18 years and always been an employee of a company. However, I have helped several advisors transition to owning their own practice and ensuring they are ready to make that transition. I am ready to make that transition myself. Although I have a lot of money under management, I do not own it and have accessed that I could establish a current book on my own of $20m with clients that I have had great relationships with over the years. I have very strong skills in client service, marketing, and while I don’t spend a lot of time on new sales, I will have $500k in GDC by year end and have consistently over the last 10 years. I would like to buy a practice from someone that would include a transition over time so that I could understand and continue all the successfull parts of your practice while hoping to continue to grow it. I’m open and willing to talking with you if you have staff in place. I have been in leadership roles and am comfortable taking the lead with staff and other advisors but I’m also comfortable and humble enough to learn from success. I look forward to talking with you.

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