Overview

We are a team-based financial planning & advisory firm headquartered 15 miles north of Albany, NY and are looking to merge or acquire a book of business. We focus on wealth management for individuals and business owners in the Northeast. We partner with CPA firms and have 4 locations with 2 Senior advisors, a Chief Operations Officer, 3 affiliate advisors, and 4 strategic partners (with support staff). We have clients in NY, NH, VT, CT, and MA (we also have a concentration of clients in Central, NY). We are extremely client focused - over 550 clients with a retention rate of 99.8%. We are a young firm (average age 43) with a very experienced and highly educated executive staff. We have industry-leading operations with proven scalability to grow without sacrificing client focus nor their experience. Our firm consistently performs at a high level (8-year award winner) and is currently ranked in the top 20 firms in Cetera Financial Specialists (out of 1,500). We can only attribute this as a large vote-of-confidence from our clients. They appreciate what we do and know we always place their needs ahead of anything else. Our success is their success.

Last Activity
within 6 months

Business Data

Blurred Charts

Clearing Firm / Custodian

Blurred

Third Party Money Managers

Blurred Blurred

Mutual Funds

Blurred Blurred Blurred Blurred Blurred

Variable Annuities

Blurred Blurred Blurred Blurred Blurred

Insurance Business

Blurred Blurred Blurred Blurred Blurred Blurred

Technology Solutions

Blurred Blurred Blurred Blurred

CRM Systems

Blurred Blurred
Resources
Loading...