Overview

Im a 51 year old financial advisor with 27 years experience based in West Los Angeles. Am associated with a great independent hybrid broker/dealer firm, SEEKING TO BUY a practice.

I specialize in working with individuals, trusts and small businesses, offering holistic financial planning consulting for both the accumulation and distribution phases. Im multi disciplinary, with subdivisions in insurance (life, health, LTC) and investments (5% brokerage & 95% fee). I have series 63, 65 and 7, am a CFP certificant and have post grad in investment management.

Most of what I do is in-sourced asset management, primarily individual securities, to achieve clients goals via customized portfolios. My clients total fees are low compared to Third Party money managers and mutual fund wrap platforms in additional to good risk/reward metrics.

My practice build on impeccable ethics and long term personalized relationships.

PS trailing GDA lags AUM since Ive grown from $40AUM to $57AUM in recent months. Forward GDC likely around $400,000 - $500,000

Market
Advisor/RIA
Member Level
Basic
Last Activity
within 6 months

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