Overview

SEEKING TO BUY OR BE A SUCCESSOR IF RETIRING <3 years

We are a team of 2 experienced CFP's based in Los Angeles. We have been affiliated with an independent hybrid broker/dealer firm since 2006 and have a great relationship due to their friendly compliance culture and open architecture design.

We specialize in working with individuals, trusts, and small businesses, offering holistic financial planning consulting for both the accumulation and distribution phases. We are multi-disciplinary, with subdivisions in insurance (life, health, LTC) and wealth management. We each hold the S7, S63, S65, CFP license and the California Insurance Licenses.

Wealth Management is our primary focus, we use a combination of in-sourced asset management, using individual securities in addition to Third Party Money Managers. We currently serve 165 clients with $100m AUM.

Our practice has been built from the ground up, client by client, based on impeccable ethics and long-term personalized relationships. In 2020, the senior advisor was named "Limited Partner of the Year" our of 400+ advisors as testimony of our commitment to surpassing excellence.

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