99% fee-based independent RIA. We provide holistic wealth management to our clients including tax, insurance, estate and investment management. Our investment portfolios are evidence-based, low-cost, asset-class based that utilize a blend of low-cost ETFs and a couple of closed-end mutual funds to create globally diversified portfolios.

We are a small firm that I recently joined as Principal and are exploring all avenues for growth. I am 35, my partner is a very healthy 68 and planning to be with me as long as he's of sound mind and body. Staff of 5 (including partner and myself). We have developed a niche with professional women, divorcees, and widows, but are happy to discuss any type of client for acquisition if it makes sense.

Interested in finding like-minded firm(s) that are looking for a succession or buyout plan. My partner and I have 40+ years of combined industry experience, and our intent is to grow the firm as much as we can in a responsible manner.

We are affiliated with a local BD which my partner owns, which was the primary source of existing client base.

Last Activity
6 months or more

Business Data

Blurred Charts

Clearing Firm / Custodian

Blurred Blurred

Third Party Money Managers

Blurred Blurred Blurred Blurred Blurred

Mutual Funds


Variable Annuities

Blurred Blurred Blurred Blurred

Insurance Business


Technology Solutions

Blurred Blurred Blurred

CRM Systems

Blurred Blurred Blurred Blurred Blurred