Market
Advisor/RIA
Member Level
Basic
Last Activity
6 months or more
General
Location
Poughkeepsie, NY, US
Profile Type
Buyer
Fee 0% Commission 100%
AUM
$900,000,000.00
Gross Revenue
$12,000,000.00
# of Accounts
1,400
Avg Client Age
55
Overview

I am a Certified Financial Planner, who is genuinely interested in building relationships with my clients. I work with a Senior Business Office Administrator, and together we have an established process of finding out what is important to clients, and how we can meet their goals. I recently transitioned from a Broker Dealer and now operate as a 100% fee based Registered Investment Advisor.

I am apart of the ~3% of Advisors who are held to the complete fiduciary standard. On top of that, part of my value add to clients is that I can strategically partner with CPAs and Estate Planners in the area, and provide their Tax/Legal work complimentary. All while being fee conscious with their investments. I am looking for the privilege of buying a practice from a Financial Planner/Advisor who is looking for a generous amount of compensation for their succession plan.

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