Overview

Fiercely independent 48 year old with no intent to retire. I have 22 years of experience working with HNW and affluent clients. I own my own RIA and maintain a spotless regulatory history. If you do not want to switch custodians but are looking for a new RIA. I would like to talk with you. I have lots of portfolio management and business operations experience and have always done my own compliance. I believe the client comes first and great customer service is the key to good client relationships.

I could do an outright purchase, but the ideal situation would be to find a fee-only RIA seeking to work together for a few years prior to their retirement. A sell and stay, or merge and sell later type structure. I can be flexible with my specific terms. I would be open to maintaining separate practices, but a common office, for a few years during the transition process. Under this scenario, I would be dually registered with your firm and with mine with no equity ownership in your firm. Tell me your ideal situation and let's find common ground.

I could also provide my RIA platform and compliance services to advisors looking to change their RIA or reduce their compliance burden, even if you want to keep your current custodian. So multiple ways to work with me. Contact me and let me know what you're looking for and we can make it happen.

Market
RIA
Member Level
Basic
Last Activity
2 weeks
Listing Age
1,148 days old

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