We are a comprehensive individual and 401k financial advising firm located in Modesto, CA. We are a family team practice composed of myself, my father, my brother and two support staff. Our practice focuses on finding solutions not products for our clients. Because of this approach we utilize a combination of fee based, mutual fund and annuity investments. The bulk of our clients are composed of individual retirement accounts and 401k plans. We essentially have separate divisions to support our individual and employer sponsor clients. Within each segment of our business our first priority is client services and we believe that the success of our business is in direct relation to our clients satisfaction with the services we provide.
We are in a growth phase of our business and are looking to acquire a practice that will fit well into our client services model. We are interested in purchasing an entire book of business or a segment of an advisors 401k business.

Last Activity
6 months or more

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Clearing Firm / Custodian


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