Our firm has 5 very experienced 60+ years old advisors who need a succession plan. This is an ideal opportunity for a young advisor who is looking to take his business to the next level. The plan would entail meeting us, to determine if there is a good fit. If so, then join our office, continue to build your business and lay the groundwork for the succession.

We are an independent hybrid RIA rapidly moving away from commission business to advisory. Fidelity/IWS is our custodian. Client accounts are advisor-directed or in low-cost models. There are no platform fees. You will be able to offer a very attractive combination of service and cost to your clients. Our high payout and absence of platform fees will most likely allow you to enjoy an immediate increase in the net income from your current business. There is also transition financing available. This is a great opportunity for the right advisor.

Last Activity
6 months or more

Business Data

Blurred Charts

Clearing Firm / Custodian


Third Party Money Managers

Blurred Blurred Blurred

Mutual Funds


Variable Annuities

Blurred Blurred Blurred Blurred

Insurance Business

Blurred Blurred Blurred Blurred

Technology Solutions

Blurred Blurred Blurred

CRM Systems

Blurred Blurred Blurred Blurred Blurred