$83MM CAD AUM | $800,000 CAD GDC in
An IIROC advisor in the GTA with a non-bank owned dealer is looking to merge with a younger advisor for continuity planning and a long-term succession plan.
I am looking for a younger advisor with some experience with a minimum of $5,000,000 in assets with a strong financial planning background, spotless compliance record who would be willing to move to my dealer. The advisor needs to be both IIROC and insurance licensed, have a CFP or similar planning designation and a strong client focus. Having their CIM or CFA would be an asset.
In addition to my book of business, I am taking over the book of a retiring advisor from (also within my dealer) and will need a younger but experienced advisor in place to take on the smaller clients and gradually take over the entire practice when I am ready to retire.