Overview

An IIROC advisor in the GTA with a non-bank owned dealer is looking to merge with a younger advisor for continuity planning and a long-term succession plan.

I am looking for a younger advisor with some experience with a minimum of $5,000,000 in assets with a strong financial planning background, spotless compliance record who would be willing to move to my dealer. The advisor needs to be both IIROC and insurance licensed, have a CFP or similar planning designation and a strong client focus. Having their CIM or CFA would be an asset.

In addition to my book of business, I am taking over the book of a retiring advisor from (also within my dealer) and will need a younger but experienced advisor in place to take on the smaller clients and gradually take over the entire practice when I am ready to retire.

Market
Advisor/RIA
Member Level
Basic
Last Activity
today
Listing Age
1,542 days old

Business Data

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