Overview

We are seeking growth & expansion of our firm through a merger or acquisition. As both office manager and Registered Principal, I have been in business since 9/1990 and have been with LPL since 4/1998.

We have 5 producing advisors in our office with assets under management in excess of $100 million.
Licensed FINRA Series 7, 24, 63 & 66 as well as annuity & state Insurance licensed.
Licensed NMLS Mortgage Loan Originator and owner of a Michigan based mortgage Brokerage Company.

We use e-money for our clients and we are embracing the financial planning process as an important part of our services. We have experience in buying and selling practices in the past and have transitioned many accounts from commission to advisory as we transform our business for future growth.

We are located in Livonia Michigan in a well maintained visually pleasing “A” rated office space.
I've recently added an advisor to my office with more than 20 years of experience and has handled a number of buying and selling transactions.

We have decades of combined experience in business and very skilled at handling client relationships. We feel now is a good time to expand our branch by seeking out advisers who are looking to transition their business to an honest, reputable, & quality firm with a clean compliance history.

Market
Advisor/RIA
Member Level
Basic
Last Activity
6 months or more

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