Market
Advisor/RIA
Member Level
Basic
Last Activity
this month
General
Location
Midvale, UT, US
Profile Type
Buyer | Merge | Join A Practice
Fee 0% Commission 100%
AUM
$20,000,000.00
Gross Revenue
$150,000.00
# of Accounts
500
Avg Client Age
50
Overview

I'm an independent adviser with series 7 & 66 licenses, and working on my CFP. The majority of my business consists of retirement assets with individual/family clients. We're in the process of phasing out the majority of the commission based business and transitioning mostly to fee based. We focus a lot of time not only on managing investments but also doing in-depth, long-term retirement planning including social security planning, medicare, and pension planning. Buying a book of business is the main reason I'm on this site, but I'm also considering joining a firm with expertise that I don't currently have. Somewhere I can continue to grow/expand my business, and eventually be a successor for somebody gradually phasing out of the business.

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