I'm a late 30's 15 year veteran of the Securities industry. I've been an Advisor and investment professional my entire career and now I am launching my own independent practice. I truly believe in putting the client first and by starting and owning my own business I can ensure that these priorities remain paramount.
In addition to my capital markets background I also spent 2.5 years in FinTech in Silicon Valley. This time allowed me a unique look and perspective on the technology changes Advisors are currently facing. I intend to build out a tech stack that is second to none in order to ensure the current and next wave of clients are being serviced with the utmost efficiency and in ways they are demanding (digital, mobile, virtual etc).
The foundation of launching my own business involves acquiring an established book of clients. I would prefer the client amount to be relatively small as I intend to provide a high touch service. I also want to ensure the Advisor I work with is very considerate of who will be taking over his/her book and cares about how their clients will be serviced well into the future. My goal is to service multi generations of families for decades to come.
While I'm currently based in Scottsdale, AZ I lived in San Francisco for the majority of my career. I also spent a small amount of time in New York pre-2008. I absolutely intend to live near the majority of my clients and places I would consider are California, Arizona, Nevada and Texas.
Thank you for reading my profile and I look forward to meeting you.