Overview

***LOOKING TO BUY A BOOK AND SUCCEED A RETIRING RIA***

Greetings.

I’m a 38-year-old financial professional with 14 years of retail and institutional brokerage experience. For the past three years, I've been working for a prominent brokerage/RIA firm in central Florida, and I presently hold active FINRA Series 7 and 24 licenses. I’m also currently studying for the Series 66.

I am looking for an RIA in central or southern Florida who would like to sell their book and retire in the next year or two - and who wants a knowledgeable, professional, and courteous individual to succeed them in carrying on their legacy.

A little about me, I graduated from The Citadel in 2003, and my career in finance began promptly thereafter as an ETF and Options clerk on the floor of the AMEX in lower Manhattan. Since then, I've attained various skillsets over the past 14 years that have served me well in my current role - and would also serve me very well as a Financial Advisor. Some of these skills include client relations, analytical, communication, complex rule interpretation, critical thinking, organizational, attention to detail, multi-tasking, MS Excel formulas, and Adobe form creation – all with a positive attitude, a team-player mentality, and a client-focused demeanor.

If you currently manage 50 Million or more in AUM in central or southern Florida, and you’d like a professional, intelligent, and courteous individual to eventually purchase and succeed your book – and have it run the way *you* want it run - please contact me to discuss further.

Regards,
Rob

Last Activity
within 3 months

Business Data

Blurred Charts

Clearing Firm / Custodian

Blurred Blurred Blurred Blurred Blurred Blurred

Third Party Money Managers

Blurred Blurred Blurred

Mutual Funds

Blurred Blurred

Variable Annuities

Blurred Blurred

Insurance Business

Blurred Blurred Blurred Blurred

Technology Solutions

Blurred

CRM Systems

Blurred
Resources
Loading...