Overview

We are a financial planning firm with a focus on retirement planning. Cetera is our broker-dealer and our advisory business is done through Cetera's corporate RIA. We've been in business for over 40 years. We have 14 employees. We operate as one team. Credentials include: 5 CFPs, 2 CFAs, 1 PhD. Straightforward investment strategies mostly mutual funds, with some ETFs, individual stocks, bonds, and CDs. Current business is mostly brokerage mutual fund accounts, but we have been rapidly growing our advisory business as we find more and more of our clients appreciate a fee-based discretionary relationship.

We take care of our clients. We view them as our friends and family. We do not shy away from doing work for them. We have a large staff to support great service and quick responses. The large staff supports the financial planning and retirement planning work we do for our clients. Lead advisor has been in the business for over 40 years, and was a university professor of finance for over 40 years. He does not plan to retire, but the continuity / succession plan is in place with two younger advisors at the firm. The two successor advisors each hold both CFP and CFA designations. All of the advisors and staff embrace the culture of placing the client first, focusing on the client, not the money.

We have recently expanded our office size and brought on more staff. We are looking to acquire / be the succession plan for like minded firms. Having a similar culture is our top concern. If we sound like a good fit, let's chat.

Last Activity
6 months or more

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