Overview

After being in the business for 10+ years and in my mid 30s, I'm looking to acquire a book of business no more than $50m AUM. I hold the CFP® certification, and CFS®, CAS® designations. My practice is primarily fee based with a focus around financial planning, with a small portion commissionable. Majority of investments are UMAs, SMA, Mutual Funds, and ETFs. A perfect candidate would be okay transitioning their book to Park Avenue Securities/Pershing and willing to stay on board and transition clients over 1-5 years (can be shorter timeframe).

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