Market
RIA
Member Level
Premier
Last Activity
this week
Profile Age
459 days old
General
Location
California, CA, US
Profile Type
Buyer | Continuity
Business Type
Registered Investment Advisor
Fee 0% Commission 100%
AUM
$30,000,000.00
Gross Revenue
$300,000.00
# of Accounts
150
Avg Client Age
60
Overview

RIA manages individual accounts with active management using both fundamental and technical analysis. Majority of accounts are IRA and IRA Rollovers, and have a fair amount of 403(b) accounts. Commission business is in mutual funds and some alternative investments. Some indexed annuities. All commission based products were inherited through acquisition.

Very client-centric servicing.

We are a growing company and looking for acquisition opportunities.

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