Overview

Firm Overview:

• A family-owned firm with a succession plan in place
• AUM $23,000,000
• Central New York based clientele

Independent Family-owned financial advisory practice located in Eastern Syracuse. We are a high touch firm with a diverse client base including all stripes of blue-collar workers, white-collar executives, and entrepreneurs. We implement customized financial planning processes designed to create multigenerational wealth for our clients.

Our client households typically range from $100,000 - $500,000 in investable assets with average ages of 55 – 75 years old.

Our firm is in growth mode and looking to serve as a succession plan to financial advisors looking to transition out of the business within the next 1 – 5 years. The firm’s partner has over 20 years of experience in financial services and securities industry with an active succession plan buyout in place.
Practices

We are a Good Fit For:

We are best suited for traditional practices focused on individual clientele. We support a range of product needs including annuities, mutual funds, fee-based / managed money accounts, life insurance, and individual securities. We have the scale to absorb practices with $5 MM to $40 MM in AUM and up to 200 client households.

Why choose us:

We are dedicated to our client base and take their satisfaction very personally. Our clients are not numbers. They are our friends, family, and neighbors. We treat clients with respect and act in their best interests at all times, putting their interests ahead of our own.
For firms looking for a successor, we offer flexible transition structure including timeframe and staffing/office needs.

Choosing a successor for your book of business is a big decision. Making sure your clients will be well taken care of, by a financial advisor who shares your investment approach and personality fit is of major importance. We are well-capitalized and eager to see if there is a mutual foundation from which to move forward.

Last Activity
6 months or more

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