$175MM AUM | $1.2MM Rev in
Please do not call our office. Calls to the office are not welcome. We are a Registered Investment Advisor located in Katonah, NY with approximately $130,000,000 AUM. We provide our clients asset management, financial planning, and tax planning services. We serve high net worth families, small institutions, not for profits, and cemeteries. We have four full time employees; 3 advisors and one support staff. Our goal on Succession Link is to buy a practice, and keep the owner of the practice involved in the business as an advisor or consultant. I would prefer to buy a practice in mid to southern Westchester County or Southern Connecticut and potentially take over the location of the practice. One advisor is a CPA who is also a tax professional, the second advisor and CCO is a CFA Charterholder, and the third advisor has a small book and mostly supports operations.
We do have a Broker Dealer relationship with an independent broker dealer to help transition commission business.