$155MM AUM | $1.6MM Rev in
We are a rapidly growing RIA with advisors in many parts of the country. We provide most of the operations for an advisor including money management, trading, compliance, reporting and technology. We believe advisors should focus on what they do best: meet with clients, make recommendations and marketing; though we can also help with recommendations and marketing as well. We have a team of CFP's and CPA's who are there to help advisors succeed, grow their practice and serve their clients. We respect the advisor's relationship with his or her clients, so we serve our advisors by providing most back office functions with no intention of working directly with the clients.
We use TD Ameritrade as custodian primarily but also have a relationship with Fidelity and other custodians. We are looking to continue to grow by adding advisors and potentially serving as a succession plan to advisors looking to exit in the next few years. With the operational support we provide, we can make your practice more valuable and allow for a much easier transition to a new owner.